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Analyst, Derivatives and Commodities Compliance

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Anzeigen-ID 312806 Veröffentlichungsdatum 11/05/2025 Standort : São Paulo, Brasilien | Costa Rica Kategorie  LAW Job Status  Salaried Full Time

Job Purpose and Impact

The Analyst, Derivatives and Commodities Compliance plays a key role in supporting the compliance program for Cargill’s global derivatives and commodities business. This position is ideal for someone who is motivated to make a difference, enjoys working with diverse teams across the organization, and brings fresh ideas—especially around automation, process efficiency, and the use of AI to enhance compliance capabilities.

You will contribute to maintaining strong compliance oversight for licensed financial services entities that offer OTC commodity and FX derivatives and/or provide advisory services in multiple jurisdictions.

Key Accountabilities

  • Core Compliance Execution: Manage day-to-day compliance processes and requirements for licensed financial services entities, ensuring compliance with applicable regulatory frameworks across jurisdictions.
  • People Compliance Lifecycle: Coordinate the onboarding and offboarding of sales and trading team members, ensuring adherence to relevant licensing, training, and registration requirements.
  • Training & Awareness: Support the development, delivery, and tracking of compliance training; monitor completion rates and proactively follow up on outstanding obligations.
  • Regulatory Filings & Requests: Prepare and submit required regulatory filings; gather and organize documentation to respond to regulatory examinations or external requests.
  • Program Oversight & Reviews: Conduct and document periodic compliance program and policy reviews; identify areas for improvement and support remediation efforts.
  • Policy Attestations: Administer the collection and tracking of policy attestations, certifications, and related documentation.
  • Marketing Material Review: Assist in the review, approval, and recordkeeping of marketing and client-facing materials to ensure compliance with applicable regulatory and internal standards.
  • Collaboration: Work closely with compliance colleagues, legal, business operations, risk management, and technology teams to ensure alignment and effective issue management.

Qualifications

Bachelor’s degree in law, finance, business, or a related field (or equivalent experience).

Minimum of 2–3 years of experience in compliance, legal, or regulatory roles within financial services, commodities, or derivatives.

Strong communication skills and ability to interact effectively with cross-functional stakeholders.

Demonstrated interest or experience in leveraging technology and AI for process improvement.

Preferred Qualifications


  • Experience with OTC derivatives, commodity markets, or financial advisory compliance programs.
  • Familiarity with  financial regulatory frameworks 
  • Proven ability to manage multiple projects, prioritize tasks, and meet deadlines in a dynamic environment.
  • Initiative and curiosity to challenge the status quo and drive continuous improvement.

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